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Sec.4: Assignment of Class [Table of Contents] Sec.6: Certification of Materials, Components and Systems

DNV-OSS-102 Rules for Classification of Floating Production, Storage and Loading Units

[-] Ch.1: Generalles and Procedures for Classification
[-] Sec.5: Retention of Class

Ch.1

SECTION 5
Retention of Class

Ch.1 Sec.5
A. Conditions for Retention of Class

Ch.1 Sec.5
A 100   General requirements

Ch.1 Sec.5 A
101
   The unit shall be adequately manned, and the hull, machinery, systems and equipment shall be competently handled at all times.

Ch.1 Sec.5 A
102
   Operation of the unit shall comply with the assumptions and conditions stated in the "Appendix to the Class Certificate" and in applicable operating manuals.

Ch.1 Sec.5 A
103
   The unit, its hull structure, machinery, systems and equipment shall be maintained at a standard complying with the requirements of the rules.

Ch.1 Sec.5 A
104
   Installed systems and equipment carried onboard in excess of the minimum required for main class shall either be maintained to applicable standards, or be removed or disconnected in such a way as to ensure that the installed system or equipment cannot be used. Installed diving systems are subject to special provisions as given in Rules for Classification of Ships Pt.6 Ch.1 Sec.4 and Pt.7 Ch.1 Sec.6 I. These provisions include transferable diving systems installed temporarily.

Ch.1 Sec.5 A
105
   Temporary systems and equipment shall comply with relevant requirements in accordance with the assigned class notations of the unit.


Ch.1 Sec.5 A
106
   The statutory certificates required by applicable international conventions and/or national legislation shall be valid at all times and shall be issued by the Society, the flag administration itself, or by a third party approved by the flag administration, within the limitations set out in Sec.2 C.

Ch.1 Sec.5
A 200   The customer's obligations

Ch.1 Sec.5 A
201
   In order to retain a unit's class with the Society, the customer shall:
at all times, ensure that the unit is maintained to the rule standard
submit complete and correct information related to the Unit and its use, which is of significance to the Society for its assessment of the condition of the unit in relation to the rules
ensure that the unit is competently handled
subject the unit to unscheduled surveys when deemed necessary by the Society
rectify deficiencies and carry out any Conditions of Class or Retroactive Requirement specified by the Society
subject the unit to surveys as required by the rules, and provide the necessary facilities for safe execution of surveys
submit complete and correct information on the ownership and management of the unit, addresses and corresponding administrative information pertinent to the register of vessels
submit correct information on the registration of the unit
keep onboard and ashore a set of as-built drawings/documentation including subsequent alterations/conversions
pay all fees and expenses due to the Society. The owner has, together with managers, charterers and operators, a joint and several liability for any such fees and expenses. If a request for services is made by any other party than the owner, that party will, in addition to the owner, be responsible for the payment of the relevant fees
notify the Society when the unit is laid up or otherwise taken out of service for a period of more than 3 months.


Ch.1 Sec.5 A
202
   If the hull structure, machinery, systems or equipment covered by classification sustain damage to such an extent that it may be presumed to lead to a Condition of, the Society shall immediately be informed. The unit shall be surveyed at first opportunity or according to instructions from the Society. The survey shall be of an extent considered necessary by the attending surveyor for ascertaining the extent of the damage.

Ch.1 Sec.5 A
203
   In case inspections by port or flag authorities reveal deficiencies related to certificates issued by DNV, the customer shall immediately notify the Society.

Ch.1 Sec.5
A 300   Maintenance

Ch.1 Sec.5 A
301
   The customer shall ensure that the unit, its hull structure, machinery, systems and equipment at all times is properly maintained.

Ch.1 Sec.5 A
302
   The unit shall have implemented a maintenance system. The maintenance system shall ensure that:
inspections and maintenance are carried out at defined intervals
any defect is reported with its possible cause, if known
appropriate correction or repair action is taken
records of these activities are maintained.


Ch.1 Sec.5 A
303
   Replacement components and systems shall be delivered with certificates and documentation as required by the rules for the original component or system

Ch.1 Sec.5
B. Classification Society Involvement

Ch.1 Sec.5
B 100   Applicable rules

Ch.1 Sec.5 B
101
   Units built under the supervision of the Society shall in general be maintained and repaired in compliance with the rules to which it was constructed, except in cases mentioned in B602.

Ch.1 Sec.5 B
102
   For units built under the supervision of another IACS member society, the Society's rules in force at the same date as those enforced by the other society will be applied. If such date is not known the Society's rules in force at the "date of build" will be applied.

Ch.1 Sec.5 B
103
   For units other than those covered by 101 and 102, the Society's rules for new units in force at the time of entry into class will be applied

Ch.1 Sec.5 B
104
   Amendments to the rules may be made retroactive.

Ch.1 Sec.5 B
105
   In cases where rule amendments are made applicable to existing units at the first annual, intermediate or renewal survey after a specified date, or after the unit reaches a specified age, the expiry date of the related survey time window shall determine when the rule amendments become effective.

Ch.1 Sec.5
B 200   Surveys

Ch.1 Sec.5 B
201
   The objective of a survey shall be to ascertain that the unit, its hull structure, machinery, systems and equipment are in compliance with the rules and suitable for continued safe and reliable operation.

Ch.1 Sec.5 B
202
   A survey may consist of a combination of visual inspections, audits, measurements, functional testing, non-destructive testing and review of maintenance and other relevant records.

Ch.1 Sec.5 B
203
   The minimum extent of prescribed periodical surveys are given in Ch.3. The Society may increase the extent of a survey when deemed necessary in order to ascertain the condition of the unit.

Ch.1 Sec.5
B 300   Conditions and Memoranda

Ch.1 Sec.5 B
301
   A Conditions of Class (CC) will be imposed for the following:
repairs and/or renewals related to damage, defect or breakdown that are sufficiently serious to affect Classification (e.g. grounding, structural damages, machinery damages, wastage over the allowable limits etc.)
supplementary survey requirements
temporary repairs.


Ch.1 Sec.5 B
302
   The Society will issue a Conditions of Class (CC) when deemed necessary to carry out examinations in order to ascertain whether damage, a defect or a deficiency has been sustained or is imminent.

Ch.1 Sec.5 B
303
   A Condition of Class (CC) may contain the following:
a description of the deficiency, defect, damage or the examination required
required action
due date for the required action to be completed
possible temporary requirements imposed until the required action has been completed.

Alternatively the CC may refer to a survey report for above details. An approved repair method may be recommended as part of the required action.

Ch.1 Sec.5 B
304
   If a Condition of Class (CC) seriously affects the unit's safety and reliability, immediate action will be required. Otherwise a time limit will be given for the action to be completed.

Ch.1 Sec.5 B
305
   A Condition of Class (CC) will be deleted when the Society, through a survey or received information, has been satisfied that requested action has been satisfactory completed.

Ch.1 Sec.5 B
306
   For information related to the unit, its machinery and equipment or to rule requirements, the Society may issue an Memorandum to Owner (MO). A MO may supplement information given otherwise, e.g. in the Appendix to the class certificate or the Society's "Register of Vessels".

Ch.1 Sec.5 B
307
   An MO may be used in the following cases:
exemptions from rule requirements
accepted deviations from rule requirements
limitations on the use of the unit or its equipment
defects or deficiencies of no concern to class
deleted class notations
equipment in excess of class requirements disused
information related to agreed survey arrangements.


Ch.1 Sec.5 B
308
   Outstanding findings may be recorded as Conditions of Class or Memorandum to Owner. They will be given in writing at completion of surveys. Findings may also be communicated verbally during the course of surveys. Findings that have been corrected before the survey has been completed will not be recorded as CC.

Ch.1 Sec.5 B
309
   The Society may at any time modify a Condition of Class or Memorandum to Owner if considered appropriate. The owner will be notified accordingly.

Ch.1 Sec.5 B
310
   Conditions of Class or Memorandum to Owner are recorded in the unit's class status from where they will be deleted when no longer valid. The owner will be notified accordingly.

Ch.1 Sec.5 B
311
   The owner will be informed of Retroactive Requirements.

Ch.1 Sec.5
B 400   Survey reports and survey status

Ch.1 Sec.5 B
401
   The surveyor will prepare to the customer reports on surveys carried out.

Ch.1 Sec.5 B
402
   Survey reports may contain the following information, to the extent applicable in each case:
types of surveys carried out
certificates issued, endorsed or extended
damage, defects and/or deficiencies observed
confirmation that repairs have been completed and accepted by the surveyor
Conditions of Class (CC) issued or deleted
Memorandum to Owner (MO) issued or deleted
Retroactive Requirements (RR) issued or deleted.


Ch.1 Sec.5 B
403
   The Society will make class status reports available to customers on the Society's Internet website.

It is the customer's responsibility to obtain this information from the Society's Internet website. Survey and certificate status reports, on paper, may be distributed upon request.

Ch.1 Sec.5 B
404
   Any document issued by the Society in relation to surveys performed reflects the condition of the unit at the time of the survey only.

Ch.1 Sec.5
B 500   Damage and repairs

Ch.1 Sec.5 B
501
   Repairs shall in general be carried out in such a way that the original design and scantlings are restored. Possible design modifications or reduced scantlings based on current rules which are less stringent than those originally enforced, shall be approved by the Society before the repairs are carried out.

Ch.1 Sec.5 B
502
   Repairs to the hull structure, machinery, systems or equipment covered by the rules shall be carried out by qualified personnel and in compliance with applicable rules, with good engineering practice and under the supervision of a surveyor.

Ch.1 Sec.5 B
503
   Repairs as stipulated in 502 may be carried out without the attendance of a surveyor provided a repair plan is accepted by the Society in advance. A surveyor shall be called for acceptance of such repairs when completed.

Ch.1 Sec.5
B 600   Conversions and alterations

Ch.1 Sec.5 B
601
   Conversions or alterations of units shall in general comply with the rules applicable at the time of class assignment. If current rules are less stringent than those originally in force, then the current rules may be applied.

Ch.1 Sec.5 B
602
   When conversion or alteration involves modification which:
substantially alters the dimensions or carrying capacity of the unit (e.g. ³ 5% change in the unit's displacement), or
changes the type of unit, or
changes the main class of the unit,

the Society will decide on the rules to be applied.

Ch.1 Sec.5 B
603
   If the hull structure, machinery, systems or equipment shall be converted or altered, the changes shall be documented and be approved in the same manner as for new unit.



Ch.1 Sec.5 B
604
   Conversion or alterations shall take place under the supervision of a surveyor.

Ch.1 Sec.5
C. Endorsement and Renewal of the Class Certificate

Ch.1 Sec.5
C 100   Endorsement of the class certificate

Ch.1 Sec.5 C
101
   The class certificate will be endorsed upon satisfactory completion of annual, intermediate and renewal surveys for main class. The class certificate will not be endorsed unless the following has been dealt with and accepted by the Society:
overdue periodical class surveys
overdue continuous survey items
overdue Conditions of Class
overdue Retroactive Requirement.


Ch.1 Sec.5 C
102
   When the class certificate is endorsed at completion of renewal surveys, the surveyor may extend its validity as necessary but not more than to a date 5 months after the completion date, or after the expiry date of the class certificate, whichever comes first.

Ch.1 Sec.5 C
103
   In the case where postponement of the renewal survey has been granted upon the customer's written request, the surveyor will endorse the class certificate and extend its validity, but not more than 3 months beyond the expiry date of the class certificate.

Ch.1 Sec.5 C
104
   In the case where the main class annual survey is commenced prior to the defined time window, the survey must be completed not more than 6 months after the date of commencement. In such cases the certificate will be endorsed for advancement of anniversary date (due date) for the subsequent annual surveys.

Ch.1 Sec.5
C 200   Renewal of the class certificate

Ch.1 Sec.5 C
201
   A new class certificate will replace the existing class certificate when renewal survey has been satisfactory completed and the Society is satisfied that the requirements for retention of class have been met.

Ch.1 Sec.5 C
202
   The new class certificate will be valid to a date not exceeding 5 years from:
the expiry date of the existing certificate when the renewal survey has been completed within 3 months before the expiry date of the existing certificate, or
the expiry date of the existing certificate when the renewal survey has been completed after the expiry date of the existing certificate, or
the completion date of the renewal survey when the renewal survey has been completed more than 3 months before the expiry date of the existing certificate, or
the completion date of the renewal survey when the renewal survey has been commenced more than 15 months before the expiry date of the existing certificate.


Ch.1 Sec.5 C
203
   In cases where postponement of a renewal survey has been granted, the new class certificate will be valid to a date not exceeding 5 years from the expiry date of the existing certificate before the extension was granted.

Ch.1 Sec.5 C
204
   In cases where the renewal survey is carried out concurrently with a conversion as defined in B602, the validity of the new certificate will be 5 years from the date of completion of the conversion, if so decided by the Society.

Ch.1 Sec.5
D. Suspension and Withdrawal of Class

Ch.1 Sec.5
D 100   General

Ch.1 Sec.5 D
101
   Class may be withdrawn at any time if the Society finds it justified.

Ch.1 Sec.5 D
102
   The Society may suspend or withdraw a unit's class where the conditions for retention of class, have been violated (see A).

Ch.1 Sec.5 D
103
   The decision to suspend or withdraw a unit's class is made by the Society. However, in cases of automatic suspension, see 201 and 202, no individual evaluation is made. Suspension or withdrawal of class may take effect immediately or after a specified period of time. In special cases, the suspension or withdrawal of class may be made with retroactive effect (see 204).

Ch.1 Sec.5 D
104
   If the violation only affects requirements related to optional class notations, the suspension or withdrawal may be limited to these class notations only.

Ch.1 Sec.5 D
105
   When class is suspended or withdrawn the Society will:
notify the customer in writing
notify the flag administration
make an entry to this effect in the Society's "Register of Vessels"
make the information publicly available.

In the cases of class suspension, a time limit will be given for when the class will be withdrawn.

Ch.1 Sec.5
D 200   Suspension of class

Ch.1 Sec.5 D
201
   The class will automatically be suspended with immediate effect if the renewal surveys for hull, machinery, systems and equipment related to main class are not completed before the expiry date of the class certificate, and no postponement has been granted or unless the unit is under attendance for completion of the survey.

Ch.1 Sec.5 D
202
   If the annual or intermediate surveys for main class are not completed within 3 months from the anniversary date of the class certificate, the class is automatically suspended with immediate effect, unless the unit is under attendance for completion of the survey.

Ch.1 Sec.5 D
203
   The Society may decide to suspend a unit's class if the Unit is deemed to be unable to continue safe and reliable operation, e.g. as a result of a major casualty.

Ch.1 Sec.5 D
204
   In addition to the conditions laid down in 201, 202 and 203, a unit's class may be suspended with immediate effect in cases where:
repair of deficiencies has not been carried out or otherwise dealt with in an appropriate manner, or
repair of deficiencies has not been surveyed and accepted by the surveyor,
other requirements imposed by the Society.


Ch.1 Sec.5 D
205
   Class will not be automatically suspended according to 201 or 202 whilst a unit is laid up, provided the requirements in Ch.3 for lay-up surveys are complied with.

Ch.1 Sec.5
D 300   Reinstatement following class suspension

Ch.1 Sec.5 D
301
   If the overdue surveys leading to class suspension as given in 201, 202 and 203 or requirements as given in 204 are carried out within the specified time, the class will be reinstated provided the following is met:
  1. The result of the survey is such that all observed deficiencies are satisfactory rectified. The Society may after consideration accept that minor deficiencies are pending to be carried out.
  2. No overdue periodical surveys or overdue Conditions of Class at that time.


Ch.1 Sec.5 D
302
   The Society reserves the right to decline an application for reinstatement of class.

Ch.1 Sec.5 D
303
   When the class is reinstated, the Society will confirm this in writing to the customer and to the flag administration.

Ch.1 Sec.5
D 400   Withdrawal of class

Ch.1 Sec.5 D
401
   The class will be withdrawn at the customer's request

Ch.1 Sec.5 D
402
   If the overdue surveys specified in 201, 202 and 203 or required repairs as given in 204 are not carried out within the specified time after the class suspension, the Society will withdraw the unit's class.

Ch.1 Sec.5 D
403
   When a unit leaves port or starts operation without having rectified a condition of class which was required to be dealt with before leaving port or commencement of operation, the class will be withdrawn with immediate effect.

Ch.1 Sec.5 D
404
   If the Society becomes aware that a unit continues operation with serious damage or defects in violation of class requirements, the class may be withdrawn with effect from the time this became known to the Society. The class withdrawal may be made retroactive.

Ch.1 Sec.5 D
405
   When it is considered that a customer's failure to comply with rule requirements is sufficiently serious or fraudulent the withdrawal of class may, at the discretion of the Society, be extended to include other units controlled or operated by the same customer.

Ch.1 Sec.5 D
406
   If the outstanding debt owed to the Society is not paid within a notified date, the Society may withdraw the unit's class with one month's written notice. This also applies when the obligation to pay rests with a yard or with the unit's previous owners. In special cases a shorter notice may be given.

Ch.1 Sec.5 D
407
   If the customer makes a general assignment for the benefit of his creditors or if any proceedings are commenced in court or any order or judgement is given by any court for liquidation, winding up of the customer, the Society may withdraw the class with immediate effect.

Ch.1 Sec.5 D
408
   For units having statutory certificates issued by third parties, except in those cases defined in Sec.2 C100, the class may be withdrawn.

Ch.1 Sec.5
D 500   Re-assignment of class following class withdrawal

Ch.1 Sec.5 D
501
   In all other cases than that given in 401, and if the circumstances leading to withdrawal of class no longer exist, a unit's may be re-assigned class upon written request. The extent of survey will in such instances be decided by the Society.

Ch.1 Sec.5 D
502
   The Society reserves the right to decline an application for re-assignment of class.

Ch.1 Sec.5 D
503
   A new class certificate will be issued when the survey has been satisfactory completed and the Society is satisfied that the requirements for retention of class have been met.

Ch.1 Sec.5 D
504
   When the unit is re-assigned class, the Society will confirm this in writing to the customer and to the flag administration and make the information publicly available.

Ch.1 Sec.5
E. Change of Owner or Manager

Ch.1 Sec.5
E 100   General

Ch.1 Sec.5 E
101
   A unit shall retain class when transferred to another owner or manager. The previous customer shall give the Society immediate notice, in writing, of such transfers. Obligations according to the rules shall remain with the previous customer until the Society is in receipt of such notice, in writing. See A200.

Ch.1 Sec.5 E
102
   Class notations and survey arrangements based on certification of the management of operations will be deleted automatically when the management of a unit is transferred.

Ch.1 Sec.5
F. Force Majeure

Ch.1 Sec.5
F 100   General

Ch.1 Sec.5 F
101
   If due to force majeure, the unit is not in port or in sheltered waters when surveys become overdue the Society may allow the unit to transit, in class, directly to an agreed discharge location and then, if necessary, in ballast to an agreed repair facility at which the survey can be completed. In this context the "Force Majeure" means damage to the unit, unforeseen inability of surveyors to attend the unit due to governmental restrictions on right of access or movement of personnel, unforeseen delays in port or inability to relocate due to unusually lengthy periods of severe weather, strikes, civil strife, acts of war or other force majeure.
Sec.4: Assignment of Class [Table of Contents] Sec.6: Certification of Materials, Components and Systems